WEALTH MANAGEMENT MIDWEST CLIENT BILL OF RIGHTS Quality of Service You are entitled to a high level of proactive, courteous service from all associates at Wealth Management Midwest. Trusted Advisors You have the right to work with a trustworthy, dependable, independent advisor focused on your journey to True Wealth. We will develop a personal relationship with you through insightful communication highlighting our core beliefs, investment outlook and management philosophy. We will present portfolio reviews annually or as often as necessary, and be available to answer the questions that matter to you as they arise. Recommendations Based Upon Your Needs You have the right to independent advice and recommendations based upon your defined needs, risk tolerances, and goals. Through holistic Wealth Planning your needs are clearly defined and constantly monitored. Confidentiality You have the right to the strictest levels of confidentiality with information provided to your Wealth Management Midwest team. Wealth Management Midwest will protect all information to the highest standards outlined by SEC, FINRA, state and regulatory agencies. Straightforward You have the right to a straightforward relationship and to clearly know the costs for portfolio management, transactions and advisory services. All communications with the Wealth Management Midwest team strive to be clear and concise. If you have a question, it is our duty to answer it for you in an understandable way. Prompt Response You have the right to a prompt response from your Wealth Management Midwest team. As your trusted advisor, the Wealth Management Midwest team commits to returning calls by the end of each business day. Should a request require additional research, our team will set a clearly defined time frame for redress. Timely Communication You have the right to be communicated to in a timely manner. As your trusted advisor, our goal is to provide you with information before the question arises, regardless of the medium used. Education You have the right to continual education along your journey to True Wealth. Through education, our team will project reasonable expectations in the development and constant monitoring of your Wealth Plan. Best Execution You have the right to receive best execution in all that we do. Portfolio transactions will be executed in a timely manner, at the best available price, and with prompt third party confirmation. All interactions with the Wealth Management Midwest operations team will be timely, precise, and promptly completed. Accuracy You have the right to accurate third party reporting of all managed accounts. Your statements will identify all account positions held, cash receipts, and disbursements made through Wealth Management Midwest.